Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JAMES GARFINKEL
5052743
LPL FINANCIAL CORPORATION
6413
JAMES GARFINKEL
5052743
HORNOR, TOWNSEND + KENT, INC.
4031
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-03-30
D/A
$122,339.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-03-31
D/A
$101,297.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.