Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PALLADIUM CAPITAL ADVISORS, LLC
129400
CECELIA A.P. MORTIMORE
5044018
Companies
Company Name
TOSCA FOCUS
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-02-12
D
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.