Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
AMERIPRISE FINANCIAL SERVICES, LLC
6363
CHI H. KIM
5031567
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
