Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KINGSWOOD CAPITAL PARTNERS, LLC
288898
GARY G. GARCIA II
5027185
KINGSWOOD CAPITAL PARTNERS, LLC
288898
GARY GLENN GARCIA II
5027185
KINGSWOOD CAPITAL PARTNERS, LLC
288898
GARY GARCIA
5027185
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-25
D/A
$199,575.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
2025-11-03
D/A
$180,225.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
2025-10-09
D/A
$152,100.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
2025-04-24
D/A
$127,800.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
2025-04-11
D/A
$106,875.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.
2024-07-03
D/A
$197,325.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
2024-05-06
D/A
$164,700.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
2024-04-15
D/A
$138,825.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
2024-04-08
D/A
$114,750.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%
2024-04-05
D
$113,400.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER. IN ADDITION, SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%.
2024-02-28
D/A
$81,000.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH DEALER-BROKER AND A 6.0% PLACEMENT AGENT COMMISSION. SELLING AGENTS AND REFERRING FIRMS MAY RECEIVE A CARRIED INTEREST OF 5.0%