Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GREAT POINT CAPITAL LLC
114203
JOHN PAUL NEPPEL
5008476
GREAT POINT CAPITAL LLC
114203
JOHN NEPPEL
5008476
JOHN NEPPEL
5008476
GREAT POINT CAPITAL LLC
114203
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-04-02
D/A
$223,962.00
No
$0.00
No
2025-02-06
D/A
$223,962.00
No
$0.00
No
2016-09-14
D/A
$122,955.00
Yes
$0.00
Yes
2015-08-06
D
$50,000.00
No
$0.00
No
2015-05-27
D/A
$54,095.00
Yes
$0.00
Yes
2014-05-27
D/A
$54,095.00
No
$0.00
No