Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WILSON-DAVIS + CO. INC.
3777
ANDREW LAVER
4971312
WILSON-DAVIS + CO.
3777
ANDREW LAVER
4971312
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-04-18
D
$0.00
Yes
$0.00
No
5% MEMBERSHIP INTEREST IN THE LLC SERIES.
2013-03-18
D
$0.00
Yes
$0.00
No
5% MEMBERSHIP INTEREST IN THE LLC SERIES.
2013-03-15
D
$0.00
Yes
$0.00
No
5% MEMBERSHIP INTEREST IN THE LLC SERIES.
2013-01-08
D
$38,000.00
Yes
$0.00
No
THIS AMOUNT EXCLUDES WARRANTS TO PURCHASE SHARES IN THE AMOUNT OF 5% OF THE OFFERED SECURITIES AT THE OFFERED PRICE.
2012-11-14
D
$10,000.00
Yes
$0.00
No
2011-08-11
D
$2,625.00
Yes
$0.00
No
2010-11-02
D/A
$18,875.00
Yes
$0.00
No
ISSUED IN FORM OF WARRANTS
2010-11-01
D/A
$18,875.00
Yes
$0.00
No
ISSUED IN FORM OF WARRANTS
2009-09-01
D
$25,000.00
No
$0.00
No