Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SUSAN A. CHARTERS
4949457
WINKLEVOSS INSURANCE AGENCY, LLC
39081
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-05-29
D/A
$1,701,023.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-05-29
D/A
$6,202,395.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES OUT OF ITS CORPORATE RESOURCES.
2018-04-04
D/A
$4,036,829.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES OUT OF ITS CORPORATE RESOURCES.
2018-04-04
D/A
$1,129,795.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-04-18
D/A
$3,035,088.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES OUT OF ITS CORPORATE RESOURCES.
2017-04-18
D/A
$748,702.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-03-09
D/A
$1,286,538.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES OUT OF ITS CORPORATE RESOURCES.
2016-03-07
D/A
$311,746.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.