Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CALTON + ASSOCIATES, INC.
20999
TOLBERT, WILLIAM LANCE
4927030
CALTON + ASSOCIATES, INC.
20999
WILLIAM LANCE TOLBERT
4927030
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-07-28
D/A
$849,133.00
Yes
$0.00
No
2010-07-09
D/A
$849,133.00
Yes
$0.00
No
2010-06-25
D/A
$849,133.00
Yes
$0.00
No
2010-06-16
D/A
$849,133.00
Yes
$0.00
No
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-23
D/A
$849,133.00
Yes
$0.00
No
2010-03-18
D/A
$849,133.00
Yes
$0.00
No
2010-03-18
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-09
D/A
$849,133.00
Yes
$0.00
No
2010-02-23
D/A
$849,133.00
Yes
$0.00
No
2010-02-22
D/A
$849,133.00
Yes
$0.00
No
2010-02-08
D/A
$849,133.00
Yes
$0.00
No
2010-02-02
D/A
$849,133.00
Yes
$0.00
No
2010-01-12
D/A
$849,133.00
Yes
$0.00
No
2009-12-30
D/A
$849,133.00
Yes
$0.00
No
2009-12-15
D/A
$849,133.00
Yes
$0.00
No