Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SCF SECURITIES, INC.
47275
JOHN NGUYEN
4919629
CROWN CAPITAL SECURITIES L.P.
6312
JOHN NGUYEN
4919629
CROWN CAPITAL SECURITIES, L.P.
6312
JOHN D. NGUYEN
4919629
CROWN CAPITAL SECURITIES, L.P.
6312
JOHN DANH NGUYEN
4919629
CROWN CAPITAL SECURITIES, L.P.
6312
JOHN D. NGUYEN
4919629
CROWN CAPITAL SECURITIES, L.P.
6312
JOHN DANH NGUYEN
4919629
MONEY CONCEPTS CAPITAL CORP
12963
JOHN DANH NGUYEN
4919629
MONEY CONCEPTS CAPITAL CORP.
12963
JOHN DANH NGUYEN
4919629
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-08-08
D/A
$7,497,396.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2025-06-20
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2024-08-02
D/A
$5,340,438.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2020-04-23
D/A
$2,723,400.00
Yes
$0.00
No
2019-10-17
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-10-04
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-09-20
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-09-05
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-08-30
D/A
$2,084,625.00
Yes
$0.00
No
2019-08-22
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-08-14
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-31
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-18
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-09
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-06-28
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-06-25
D/A
$2,685,687.00
No
$0.00
No
2019-06-24
D/A
$3,266,700.00
Yes
$0.00
No
2019-05-10
D/A
$2,084,625.00
Yes
$0.00
No
2019-05-03
D/A
$2,685,325.00
No
$0.00
No
2019-04-03
D/A
$2,084,625.00
Yes
$0.00
No
2019-03-20
D/A
$2,084,625.00
Yes
$0.00
No
2019-03-18
D/A
$3,266,700.00
Yes
$0.00
No
2019-01-28
D/A
$2,084,625.00
Yes
$0.00
No
2018-10-30
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-10-25
D/A
$2,084,625.00
Yes
$0.00
No
2018-10-17
D/A
$2,084,625.00
Yes
$0.00
No
2018-10-04
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-09-24
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-09-12
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-08-29
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-08-16
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-08-07
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-07-24
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-07-10
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-06-28
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-06-14
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-06-06
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-05-22
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-05-21
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2015-12-28
D
$15,000,000.00
Yes
$0.00
No
SALES COMMISSIONS ARE PAID FROM THE OFFERING PROCEEDS.