Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MINGQI JENNIFER LI
4871851
EMERSON EQUITY LLC
130032
JENNIFER LI
4871851
EMERSON EQUITY, LLC
130032
EMERSON EQUITY LLC
130032
JENNIFER LI
4871851
EMERSON EQUITY LLC
130032
JENNIFER LI
4871851
EMERSON EQUITY LLC
130032
JENNIFER LI
4871851
EMERSON EQUITY LLC
130032
JENNIFER LI
4871851
MINGQI JENNIFER LI
4871851
ARKADIOS CAPITAL
282710
ARKADIOS CAPITAL
282710
JENNIFER LI
4871851
ARKADIOS
282710
JENNIFER LI
4871851
ARKADIOS CAPITAL
282710
JENNIFER LI
4871851
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-19
D/A
$700,450.00
Yes
$0.00
No
2026-01-13
D/A
$700,450.00
Yes
$0.00
No
2025-11-13
D/A
$700,450.00
Yes
$0.00
No
2025-10-22
D/A
$700,450.00
Yes
$0.00
No
2025-09-18
D/A
$700,450.00
Yes
$0.00
No
2025-09-08
D/A
$700,450.00
Yes
$0.00
No
2025-04-09
D/A
$619,101.00
Yes
$0.00
No
2025-04-07
D/A
$619,101.00
Yes
$0.00
No
2025-01-06
D/A
$619,101.00
Yes
$0.00
No
2024-12-13
D/A
$619,101.00
Yes
$0.00
No
2024-08-21
D/A
$122,216.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2024-06-27
D/A
$1,365,925.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2024-01-05
D
$554,638.00
No
$0.00
No
2023-07-03
D/A
$30,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
2023-06-26
D/A
$30,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
2023-01-12
D
$170,514.00
No
$0.00
No
2023-01-09
D/A
$0.00
No
$917,900.00
Yes
2022-12-27
D
$0.00
No
$917,900.00
Yes
2021-06-25
D
$3,769,819.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2021-01-19
D/A
$900,000.00
Yes
$0.00
No
2020-02-26
D/A
$979,514.00
No
$0.00
No
SALES COMMISSIONS: $493,776; DILIGENCE FEES: $120,634; MARKETING FEES: $159.010; MANAGING BROKER FEE: $206,094
2020-01-10
D/A
$980,915.00
No
$0.00
No
SALES COMMISSIONS: $495,176; DILIGENCE FEES: $115,328; MARKETING FEES: $164,317; MANAGING BROKER FEE: $206,094
2020-01-10
D
$980,915.00
No
$0.00
No
SALES COMMISSIONS: $495,176; DILIGENCE FEES: $115,328; MARKETING FEES: $164,317; MANAGING BROKER FEE: $206,094