Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NI ADVISORS
134502
SHIRLEY ANK WONG
4869184
NI ADVISORS
134502
SHIRLEY ANK WONG
4869184
NI ADVISORS
134502
SHIRLEY WONG
4869184
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-18
D/A
$1,336,419.00
Yes
$0.00
No
2024-03-22
D/A
$7,098,393.00
Yes
$0.00
No
2023-03-28
D/A
$5,302,325.00
Yes
$0.00
No
2023-03-02
D/A
$1,372,991.00
Yes
$0.00
No
2021-09-28
D/A
$4,437,461.00
Yes
$0.00
No
2021-07-19
D/A
$782,287.00
Yes
$0.00
No
2020-07-17
D/A
$5,571,207.00
Yes
$0.00
No
2020-06-19
D/A
$536,943.00
Yes
$0.00
No
2020-03-24
D/A
$1,200,000.00
Yes
$0.00
No