Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEMPSEY LORD SMITH, LLC
141238
BARRY PARK DOW
4827935
DEMPSEY LORD SMITH, LLC
141238
BARRY PARK DOW
4827935
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-12-30
D/A
$398,795.00
Yes
$0.00
Yes
2020-12-04
D/A
$200,031.00
Yes
$28,576.00
Yes
2020-10-16
D/A
$138,081.00
Yes
$19,726.00
Yes
2020-10-13
D/A
$156,173.00
Yes
$0.00
Yes
2019-01-07
D/A
$324,288.00
Yes
$0.00
Yes
2018-10-11
D/A
$770,000.00
Yes
$0.00
Yes