Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CETERA ADVISOR NETWORKS LLC
13572
BRIAN W. DISTLER
4823861
CETERA ADVISOR NETWORKS LLC
13572
BRIAN W. DISTLER
4823861
CETERA ADVISOR NETWORKS LLC
13572
BRIAN WILLIAM DISTLER
4823861
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-07-06
D/A
$2,274,324.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $300,662 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2016-09-15
D/A
$4,830,964.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2014-08-19
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-05-16
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.