Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMBATA SECURITIES, LLC
131607
TODD MATTHEW WALTERS
4823763
SPEARHEAD CAPITAL LLC
145560
TODD MATTHEW WALTERS
4823763
Companies
Company Name
LIM ASIA MULTI-STRATEGY FUND INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-08-09
D/A
$0.00
No
$60,000.00
No
RETAINER PER ANNUM.
2011-08-09
D
$0.00
No
$60,000.00
No
RETAINER PER ANNUM.