Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITIES CORPORATION
104065
RICAHRD A D-ANDREA
4819887
Companies
Company Name
SERVICE FINANCE FUNDING III, LLC
People
Name
MARK ELLIOT BERCH
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-04-18
D/A
$520,320.00
No
$65,040.00
No
2011-04-14
D/A
$508,320.00
No
$63,540.00
No
2011-04-07
D/A
$484,320.00
No
$60,540.00
No
2011-04-04
D/A
$400,320.00
No
$50.00
No
2011-04-01
D/A
$379,520.00
No
$47,440.00
No
2011-03-28
D/A
$376,720.00
No
$47,090.00
No
2011-03-23
D/A
$374,720.00
No
$46,840.00
No
2011-03-22
D/A
$370,720.00
No
$46,340.00
No
2011-03-17
D/A
$357,520.00
No
$44,690.00
No
2011-03-16
D
$355,520.00
No
$44,440.00
No
2011-03-10
D/A
$351,520.00
No
$43,940.00
No
2011-03-03
D
$338,960.00
No
$42,370.00
No
2011-02-25
D/A
$325,360.00
No
$40,670.00
No
2011-02-23
D/A
$321,360.00
No
$40,170.00
No
2011-02-17
D/A
$309,360.00
No
$38,670.00
No
2011-02-07
D/A
$301,360.00
No
$37,670.00
No
2011-01-28
D/A
$293,360.00
No
$36,670.00
No
2011-01-27
D/A
$291,360.00
No
$36,420.00
No
2011-01-21
D/A
$275,200.00
No
$34,400.00
No
2011-01-13
D/A
$233,200.00
No
$29,150.00
No
2011-01-12
D/A
$231,200.00
No
$28,900.00
No
2011-01-05
D/A
$191,200.00
No
$23,900.00
No
2010-12-30
D/A
$189,200.00
No
$23,650.00
No
2010-12-28
D/A
$181,200.00
No
$22,650.00
No
2010-12-23
D/A
$177,200.00
No
$22,150.00
No
2010-12-21
D/A
$163,200.00
No
$20,400.00
No
2010-12-13
D/A
$159,920.00
No
$19,990.00
No
2010-11-29
D/A
$157,200.00
No
$19,650.00
No
2010-11-23
D/A
$153,200.00
No
$19,150.00
No
2010-11-22
D/A
$149,200.00
No
$18,650.00
No
2010-11-15
D/A
$147,200.00
No
$18,400.00
No
2010-11-05
D/A
$145,200.00
No
$18,150.00
No
2010-10-29
D/A
$142,800.00
No
$17,850.00
No
2010-10-19
D/A
$116,800.00
No
$14,600.00
No
2010-10-18
D/A
$104,800.00
No
$13,100.00
No