Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CABOT LODGE SECURITIES LLC
159712
MALCOLM R. WARNEFORD-THOMSON
4802657
CABOT LODGE SECURITIES, LLC
159712
MALCOLM WARNEFORD-THOMSON
4802657
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-10-08
D/A
$2,212,400.00
Yes
$0.00
No
2020-09-25
D/A
$2,212,400.00
Yes
$0.00
No
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.