Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RIVERSTONE WEALTH MANAGEMENT
40418
MARK MAREK
4794461
WFG INVESTMENTS, INC.
22704
MARK MAREK
4794461
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-10-19
D/A
$137,775.00
No
$0.00
No
2010-08-17
D/A
$93,900.00
No
$0.00
No
2010-07-13
D/A
$37,500.00
No
$0.00
No
2009-04-21
D/A
$1,110,965.00
Yes
$0.00
Yes