Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROBERT PATRICK WEBB
4793026
KALOS CAPITAL, INC.
44337
KALOS CAPITAL, INC.
44337
ROBERT PATRICK WEBB
4793026
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-14
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
2022-01-05
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-11-10
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-10-28
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-10-14
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-02-11
D/A
$1,182,415.00
No
$0.00
No
SALES COMMISSIONS: $614,968; BROKER DEALER DUE DILIGENCE FEES: $153,497; MANAGING BROKER FEE: $335,120; MANAGING BROKER MARKETING FEES: $78,830
2021-01-12
D
$1,182,415.00
No
$0.00
No
SALES COMMISSIONS: $614,968; BROKER DEALER DUE DILIGENCE FEES: $153,497; MANAGING BROKER FEE: $335,120; MANAGING BROKER MARKETING FEES: $78,830