Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
TOBY HARRIS
4791779
FIRST ALLIED SECURITIES, INC.
32444
TOBY HARRIS
4791779
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-11-29
D/A
$165,566.00
No
$0.00
No
2011-11-29
D/A
$53,898.00
No
$0.00
No
2011-11-21
D/A
$165,566.00
No
$0.00
No
2011-10-31
D/A
$92,801.00
No
$0.00
No
2011-10-05
D/A
$65,660.00
No
$0.00
No
2011-09-30
D/A
$48,232.00
No
$0.00
No
2011-09-30
D/A
$58,584.00
No
$0.00
No
2011-09-26
D/A
$48,232.00
No
$0.00
No
2011-09-16
D/A
$47,830.00
No
$0.00
No
2011-08-29
D/A
$34,443.00
No
$0.00
No
2010-09-02
D/A
$170,888.00
No
$0.00
No
2010-08-10
D/A
$148,246.00
No
$0.00
No
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2010-05-21
D
$264,937.00
No
$0.00
No