Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THOROUGHBRED FINANCIAL SERVICES, LLC
47893
JACK HERNDON
1286530
NONE
NONE
THOROUGHBRED FINANCIAL SERVICES INC.
47893
NONE
NONE
THOROUGHBRED FINANCIAL SERVICES INC.
47893
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-24
D/A
$519,585.00
No
$0.00
No
2026-06-24
D/A
$307,700.00
No
$0.00
No
2026-06-24
D/A
$394,100.00
No
$0.00
No
2017-05-26
D
$0.00
No
$0.00
No
2017-05-26
D
$0.00
No
$0.00
No
2017-05-26
D
$0.00
No
$0.00
No
2010-10-28
D
$31,500.00
Yes
$0.00
No
ADDITIONAL CONTINGENT COMMISSION IS PAYABLE