Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SIGNET SECURITIES, LLC
154198
NING CHEN
4774990
UMERGENCE, LLC
284368
NING CHEN
4774990
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-12
D
$26,880.00
Yes
$0.00
No
2025-07-15
D
$40,320.00
Yes
$0.00
No
2025-03-04
D/A
$84,000.00
Yes
$0.00
No
2024-09-18
D/A
$84,000.00
Yes
$0.00
No
2024-06-26
D/A
$268,228.00
Yes
$0.00
No
2023-10-19
D
$84,000.00
Yes
$0.00
No
2023-07-28
D/A
$65,352.00
Yes
$0.00
No
2023-06-27
D
$65,352.00
Yes
$0.00
No
2023-05-30
D
$28,560.00
No
$0.00
No
2022-08-19
D
$85,747.00
No
$0.00
No
2022-07-25
D
$95,928.00
Yes
$0.00
No
2022-06-23
D
$244,440.00
Yes
$0.00
No
2022-04-05
D
$161,280.00
Yes
$0.00
No
2022-01-25
D
$168,000.00
Yes
$0.00
No
2021-12-14
D
$140,784.00
Yes
$0.00
No
2021-12-14
D
$578,256.00
Yes
$0.00
No
2021-09-22
D
$189,000.00
Yes
$0.00
No
2021-07-08
D/A
$122,250.00
No
$0.00
No
2021-04-23
D
$71,250.00
No
$0.00
No
2021-01-15
D
$165,000.00
Yes
$0.00
No
2020-11-24
D
$175,500.00
Yes
$0.00
No
2020-07-13
D
$570,000.00
Yes
$0.00
No