Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
STONEBRIDGE SECURITIES LLC
47659
STONEBRIDGE SECURITIES LLC
47659
MICHAEL HENDRICKSON
292498
STONEBRIDGE SECURITIES, LLC
47659
STONEBRIDGE SECURITIES, LLC
47659
STONEBRIDGE SECURITIES
47659
STONEBRIDGE SECURITIES
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-07-12
D/A
$60,000.00
Yes
$60,000.00
Yes
2016-03-28
D
$60,000.00
Yes
$60,000.00
Yes
2015-01-16
D
$15,000.00
No
$0.00
No
2013-04-25
D/A
$150,000.00
Yes
$0.00
No
2012-03-06
D
$150,000.00
Yes
$0.00
No
2010-06-28
D
$0.00
No
$34,637.00
Yes
REPRESENTS THE MAXIMUM FINDERS- FEE PAYABLE TAKING INTO CONSIDERATION SECURITIES SOLD TO DATE; A WARRANT TO PURCHASE COMMON STOCK WERE ISSUED AT TIME OF EXECUTION OF FINDERS- AGMT