Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRIAD ADVISORS, INC.
25803
KEVIN X. SMITH
4762177
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-11
D/A
$750,000.00
Yes
$0.00
No
NONE OF THE COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING. THE ESTIMATED AMOUNT IS BASED ON ASSUMPTION THAT THE FULL AMOUNT OF THE OFFERING WILL BE SOLD THROUGH BROKERS.