Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DOUGLAS CLAYCOMB
4751115
SAXONY SECURITIES, INC.
115547
DOUGLAS CLAYCOMB
4751115
PLAN GROUP FINANCIAL, INC.
116508
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-01-16
D
$689,349.00
No
$0.00
No
SELLING COMMISSIONS: $398,273.95; MANAGING BROKER FEES: $171,292.92; WHOLESALER FEES: $17,526.00; DUE DILIGENCE FEES: $102,256.92
2022-01-12
D
$924,340.00
No
$0.00
No
SALES COMMISSIONS: $523,600; DUE DILIGENCE FEES: $115,440; WHOLESALE FEES: $95,000; MARKETING FEES: $95,000; MANAGING BROKER FEES: $95,300
2022-01-10
D
$536,958.00
No
$0.00
No
SALES COMMISSIONS: $329,294; DILIGENCE FEES: $54,541; WHOLESALE FEES: $49,291; MARKETING FEES: $49,291; MANAGING BROKER FEES: $54,541