Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EMERSON EQUITIES LLC
130032
CECILIA HO
4744887
EMERSON EQUITY
130032
CECILIA HO
4744887
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-09-18
D
$5,700,000.00
Yes
$0.00
No
TOTAL COMMISSION THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND COMMISSIONS PAID.
2017-05-03
D
$1,130,000.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND COMMISSIONS EARNED