Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CALTON + ASSOCIATES, INC.
20999
ANDREW F. HUGHES
4727759
OCP CAPITAL, LLC
143381
ANDREW F HUGHES
4727759
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-17
D/A
$3,400,000.00
Yes
$0.00
Yes
ESTIMATE INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUND.
2017-11-17
D/A
$3,400,000.00
Yes
$0.00
Yes
ESTIMATE INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUND.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.
2014-07-29
D/A
$0.00
Yes
$0.00
No
AMOUNT IS INDETERMINATE AT THIS TIME.