Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KALOS CAPITAL, INC.
44337
CHRISTOPHER DAVID PULLARO
4719289
CHRIS PULLARO
4719289
KALOS CAPITAL, INC.
44337
KALOS CAPITAL, INC.
44337
CHRISTOPHER PULLARO
4719289
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-03
D
$766,624.00
No
$0.00
No
2022-01-03
D
$471,540.00
No
$0.00
No
2021-01-11
D
$778,158.00
No
$0.00
No
SALES COMMISSIONS: $443,324; BROKER DEALER DUE DILIGENCE FEES: $99,570; MANAGING BROKER FEE: $202,264; MANAGING BROKER MARKETING FEES: $33,000
2020-12-16
D
$976,082.00
No
$0.00
No
SALES COMMISSIONS: $535,850; DUE DILIGENCE FEES: $131,541.13; MARKETING FEES: $145,691.61; MANAGING BROKER FEE: $162,999.42
2020-07-13
D/A
$1,921,950.00
Yes
$0.00
No
2020-07-09
D/A
$2,234,250.00
Yes
$0.00
No