Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NORTHWESTERN MUTUAL INVESTMENT SERVICES
2881
SCOTT HOLTON
4695319
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
SCOTT HOLTON
4695319
NORTHWESTERN MUTUAL INVESTMENT SERVICES
2881
SCOTT W. HOLTON
4695319
NORTHWEST MUTUAL INVESTMENT SERVICES, LLC
2881
SCOTT HOLTON
4695319
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
SCOTT W. HOLTON
4695319
NORTHWESTERN MUTUAL INVESTMENT SERVICES
2881
SCOTT HORTON
4695319
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
SCOTT W. HOLTON
4695319
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
SCOTT W. HOLTON
4695319
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2018-02-07
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2017-12-20
D/A
$706,129.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2017-11-22
D/A
$570,110.00
No
$0.00
No
2017-11-22
D/A
$430,451.00
No
$0.00
No
2017-05-22
D/A
$539,040.00
No
$0.00
No
2017-05-09
D/A
$34,752.00
No
$0.00
No
2017-03-21
D/A
$973,885.00
No
$0.00
No
2017-02-03
D
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2017-01-23
D/A
$653,755.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2016-12-06
D/A
$694,432.00
No
$0.00
No
2016-12-05
D/A
$535,827.00
No
$0.00
No
2016-11-22
D/A
$330,003.00
No
$0.00
No
2016-05-19
D/A
$48,977.00
No
$0.00
No
2016-04-07
D/A
$532,275.00
No
$0.00
No
2016-03-11
D/A
$735,346.00
No
$0.00
No
2016-01-12
D/A
$600,854.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2015-12-04
D/A
$681,351.00
No
$0.00
No
2015-12-03
D/A
$502,878.00
No
$0.00
No
2015-11-25
D
$113,400.00
No
$0.00
No
2015-05-14
D
$9,994.00
No
$0.00
No
2015-04-03
D/A
$387,706.00
No
$0.00
No
2015-03-18
D
$217,393.00
No
$0.00
No
2015-01-15
D/A
$463,676.00
No
$0.00
No
2014-12-17
D/A
$13,619,048.00
No
$0.00
No
2014-12-03
D
$502,878.00
No
$0.00
No
2014-11-18
D/A
$661,713.00
No
$0.00
No
2014-03-24
D/A
$341,729.00
No
$0.00
No
2014-02-12
D/A
$388,615.00
No
$0.00
No
2014-01-13
D/A
$382,937.00
No
$0.00
No
2013-12-11
D
$8,786,952.00
No
$0.00
No
2013-12-10
D/A
$578,441.00
No
$0.00
No
2013-03-25
D/A
$320,013.00
No
$0.00
No
2013-02-14
D/A
$325,833.00
No
$0.00
No
2012-12-20
D/A
$693,627.00
No
$0.00
No
2012-04-02
D/A
$287,680.00
No
$0.00
No
2012-03-30
D/A
$420,626.00
No
$0.00
No
2012-02-21
D
$4,555.00
No
$0.00
No
2011-04-04
D/A
$187,255.00
No
$0.00
No
2010-12-20
D
$540,000.00
No
$0.00
No
2010-03-15
D/A
$174,733.00
No
$0.00
No
2009-12-29
D/A
$167,291.00
No
$0.00
No
2009-05-19
D
$147,919.00
No
$0.00
No