Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WORKMAN SECURITIES
31898
BRYAN BOURGEOIS
4691362
SHOREBREAK CAPITAL, LLC
283921
BRYAN BOURGEOIS
4691362
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-10-16
D
$0.00
No
$2,500.00
No
2010-06-24
D/A
$5,250,000.00
Yes
$0.00
No
ESTIMATED TO BE PAID BASED ON TOTAL OFFERING AMOUNT
2010-06-16
D/A
$5,250,000.00
Yes
$0.00
No
ESTIMATED TO BE PAID BASED ON TOTAL OFFERING AMOUNT