Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DIRECT CAPITAL SECURITIES, INC.
29639
JOSEPH P. BENGUEREL
4665760
DIRECT CAPITAL SECURITIES, INC.
4665760
JOSEPH P. BENGUEREL
4665760
DIRECT CAPITAL
29639
JOE BENGUEREL
4665760
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-07-13
D/A
$1,883,549.00
No
$0.00
No
2010-01-25
D/A
$5,040,000.00
Yes
$0.00
No
2009-07-22
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-24
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-01
D/A
$5,040,000.00
Yes
$0.00
No
2009-02-25
D
$5,040,000.00
Yes
$0.00
No
2009-02-12
D
$5,040,000.00
Yes
$0.00
No