Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FOOTHILL SECURITIES, INC
1027
THOMAS ELLIS
4663661
FOOTHILL SECURITIES INC
1027
THOMAS ELLIS
4663661
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$156,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$148,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$148,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$130,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$122,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$114,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$104,800.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$341,760.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$72,800.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$64,800.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$336,160.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$330,560.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$319,760.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$56,800.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
D/A
$302,960.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$292,480.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$270,080.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$250,280.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$245,080.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$234,840.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$214,040.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
D/A
$205,080.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE