Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CLIFFORD ADAM TELLER
4631188
MAXIM GROUP LLC
120708
Companies
Company Name
NACUITY PHARMACEUTICALS, INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-03
D/A
$1,444,673.00
No
$0.00
No
COMMISSIONS INCLUDE WARRANTS TO PURCHASE 716,949 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.01 PER SHARE.
2021-03-30
D
$265,600.00
No
$0.00
No
COMMISSIONS INCLUDE WARRANTS TO PURCHASE 132,800 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.01 PER SHARE.
2017-07-20
D/A
$922,700.00
No
$0.00
No
COMMISSIONS INCLUDE A UNIT PURCHASE OPTION TO ACQUIRE 922,700 UNITS AT AN EXERCISE PRICE OF $2 PER UNIT
2017-06-27
D
$731,000.00
No
$0.00
No
COMMISSIONS INCLUDE A UNIT PURCHASE OPTION TO ACQUIRE 731,000 UNITS AT AN EXERCISE PRICE OF $2 PER UNIT