Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CONCORDE INVESTMENT SERVICES, LLC
151604
RICHARD GANN
4623806
CONCORDE INVESTMENT SERVICES, LLC
151604
RICK GANN
4623806
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$5,998,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$5,998,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$5,998,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$2,212,903.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$2,212,903.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$2,212,903.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$2,212,903.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$4,195,208.00
Yes
$0.00
No
D/A
$4,195,208.00
Yes
$0.00
No
D/A
$2,212,903.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT FEES THAT MAY BE PAID.
D/A
$4,195,208.00
Yes
$0.00
No
D/A
$4,195,208.00
Yes
$0.00
No