Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EILEEN E. KOTECKI
4584226
JUNIPER CAPITAL GROUP, LLC
122952
JUNIPER CAPITAL GROUP, LLC
122952
EILEEN KOTECKI
4584226
EILEEN E. KOTECKI
4584226
JUNIPER CAPITAL GROUP, LLC
122952
EILEEN E. MANCERA
4584226
TOWN HALL CAPITAL, LLC
154377
EILEEN E. MANCERA
4584226
TOWN HALL CAPITAL, LLC
154377
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-05-19
D/A
$0.00
No
$1,048,963.00
Yes
THE FINDER-S FEE IS NOT A FUND EXPENSE.
2014-05-19
D/A
$0.00
No
$0.00
No
2013-05-20
D/A
$0.00
No
$0.00
No
2013-05-20
D/A
$0.00
No
$964,463.00
Yes
THE FINDER-S FEE IS NOT A FUND EXPENSE.
2012-05-18
D/A
$0.00
No
$756,516.00
Yes
THE FINDER-S FEE IS NOT A FUND EXPENSE.
2012-05-18
D/A
$0.00
No
$0.00
No
2011-05-18
D/A
$0.00
No
$517,961.00
Yes
THE FINDER-S FEE IS NOT A FUND EXPENSE.
2011-05-18
D/A
$0.00
No
$0.00
No
2010-05-13
D/A
$0.00
No
$0.00
No
2010-05-13
D/A
$0.00
No
$26,684.00
No
THE FINDER-S FEE IS NOT A FUND EXPENSE.
2010-04-29
D/A
$0.00
No
$26,684.00
No
THE FINDER-S FEE IS NOT A FUND EXPENSE.
2010-04-29
D/A
$0.00
No
$0.00
No
2009-06-01
D
$0.00
Yes
$0.00
Yes
2009-06-01
D
$0.00
Yes
$0.00
Yes
2009-05-04
D/A
$0.00
No
$0.00
No
NO PAYMENT OF COMMISSIONS ANTICIPATED.
2009-05-01
D/A
$0.00
No
$0.00
No
NO PAYMENT OF COMMISSION EXPECTED.