Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MATTHEW SHIELDS
4567042
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
36155
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
36155
MATTHEW L. SHIELDS
4567042
MATT SHIELDS
4567042
PERFORMANCE TRUST CAPITAL PARTNERS
36155
MATTHEW LAWRENCE SHIELDS
4567042
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
36155
MATTHEW L. SHIELDS
4567042
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
36155
MATTHEW LAWRENCE SHIELDS
4567042
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
36155
MATTHEW LAWRENCE SHIELDS
4567042
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
36155
People
Name
SHAWN KELLER
JOHN KIRKSEY
STEVE HAXON
MICHAEL REIDELBACH
GEORGE BAVELIS
ZENIOS ZENIOS
WILLIAM RUSE
JAMES FRAZIER
RICHARD BERTHY
KATHY KOLICH
KARL RANDECKER
KARL DEREK RANDECKER
KAREN WIDICK
JOHN KREUSCHER
MICHAEL BACON
ROMAINE ADEN
THOMAS E TUCK
MARK B HOLDER
J FRANK JAMISON
LARRY E BEEMAN
THOMAS H DICKENSON
TERRY L KERBS
CHRISTOPHER R KEZIAH
THOMAS D. "DUG" MOYE, JR.
NOAH L MYERS
WILLIAM ROBERT "BOB" WITT
ELAINE A WOODLAND
JONATHAN R LITTLEWOOD
MARK J MCDONALD
DIANE C A ROSLER
JEFFREY T WOZNIAK
JOHN E ARNDT
DONALD MATTHEW BOWER
ROBERT ALVIN BULL
ROBERT E BULL
MICHAEL L JEZEWSKI
NANCY J MARR
WILLIAM E RINEHART
DAVID R SARACINO
TIMOTHY G HENRY
MARK R HOLLAR
MARTIN R BROWN
STEVEN D BUTZ
KEVIN W CRAIG
GREGORY A DUFFEY
G WARREN ELLIOTT
DANIEL J FISHER
DONALD A FRY
ALLAN E JENNINGS, JR
STANLEY J KERLIN
PATRICIA D LACY
DONALD H MOWERY
KIMBERLY M RZOMP
STEVEN SUGARMAN
N/A THE CHANGE COMPANY CDFI LLC
N/A TCC MANAGER, LLC
CARLOS SALAS
THEDORA NICKEL
THEODORE RAY
KARI HALLOWELL
ANGIE MIRANDA
STEVE SUGARMAN
N/A THE CAPITAL CORPS, LLC
MARIO DE TOMASI
JEFFREY SEABOLD
ANTONIO VILLARAIGOSA
CHRIS GARDNER
DUANE K. RAMSEY
BRENT WIEDEMAN
LOIS D. FENSTER
STEVE FENSTER
WES CAMPBELL
RODNEY BATES
DAVID W. SUMMERS
JOSH BAILEY
R. CRAIG HILLS
BRENT BERTRAND
WADE TAYLOR
BRIAN C. VULGAMORE
CHARLES W. SOURK
MATTHEW M. ENGEL
LOUIS T. HINES
EARL SMITH
JAY A. SPORER
MEGHAN GOULD
ERIC D FAWCETT
CHRIS A STEPHAN
MATTHEW M WILCOX
RYAN L JOHNSON
JOSEPH K WILEY
JULI M JOHNSON
JEFFERY S MIZE
RYAN M WARNER
DAVID J CUNNINGHAM
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-04-15
D/A
$5,180,000.00
No
$0.00
No
2022-04-15
D
$1,600,000.00
No
$0.00
No
2022-02-22
D
$250,000.00
No
$0.00
No
2022-01-25
D/A
$3,260,000.00
No
$0.00
No
2021-10-08
D
$1,500,000.00
No
$0.00
No
2021-09-27
D
$100,000.00
No
$0.00
No
2021-09-17
D
$210,000.00
No
$0.00
No
2021-04-14
D
$3,000,000.00
No
$0.00
No
2021-01-12
D
$3,260,000.00
No
$0.00
No
2020-12-11
D
$500,000.00
Yes
$0.00
No
2020-08-05
D
$400,000.00
Yes
$0.00
No
2019-10-09
D
$60,000.00
No
$0.00
No
2019-10-09
D
$240,000.00
No
$0.00
No
2019-04-09
D
$100,000.00
No
$0.00
No