Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
7325
WILLIAM F. LOEHNING III
4543287
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
7325
WILLIAM F. LOEHNING III
4543287
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-10-11
D/A
$19,264.00
No
$0.00
No
COMMISSIONS PAID FROM OCTOBER 1, 2017 TO OCTOBER 1, 2018.
2018-07-20
D/A
$23,799.00
No
$0.00
No
COMMISSIONS PAID FROM APRIL 1, 2017 TO PRESENT.
2017-07-21
D/A
$0.00
No
$0.00
No
2017-07-21
D/A
$12,730.00
No
$0.00
No
COMMISSIONS PAID FROM JULY 1, 2016 TO PRESENT.