Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BENJAMIN W. RAINEY
4527546
KESTRA INVESTMENT SERVICES, LLC
42046
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-01-13
D
$26.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-08-19
D/A
$16,424.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-07-01
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-05-02
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-03-15
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-04-13
D/A
$124,622.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-03-06
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2021-10-25
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2021-09-15
D
$100,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.