Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

B. RILEY WEALTH MANAGEMENT
2543
NICHOLAS J. HARRISON
4509581
B RILEY WEALTH MANAGEMENT
2543
NICHOLAS HARRISON
4509581
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-09
D/A
$284,457.00
No
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
2025-09-26
D
$215,527.00
No
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S COMMITMENT TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A THIRD OF THE CARRIED INTEREST.
2025-05-20
D/A
$265,281.00
Yes
$0.00
No
THE ISSUER MAY REQUIRE INVESTORS BROUGHT BY A REGISTERED BROKER-DEALER TO PAY UP TO 4.5% OF THE INVESTOR-S CAPITAL CONTRIBUTION TO SUCH BROKER-DEALER. IN ADDITION, SELLING AGENTS MAY RECEIVE A CARRIED INTEREST OF 5%.