Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

J.J.B. HILLIARD, W.L. LYONS, LLC
453
DWAYNE W. POWELL
4506137
Companies
Company Name
BC EXCHANGE VASCO DST
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-10-31
D/A
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.
2018-09-28
D/A
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.
2018-08-02
D/A
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.