Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EMERSON EQUITY LLC
130032
TIMOTHY SULLIVAN
4505978
EMERSON EQUITY
130032
TIMOTHY SULLIVAN
4505978
EMERSON EQUITY LLC
4505978
TIMOTHY SULLIVAN
4505978
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-04-03
D
$0.00
No
$0.00
No
2012-02-08
D/A
$0.00
No
$0.00
No
2012-01-26
D/A
$0.00
No
$0.00
No
2011-08-16
D/A
$0.00
No
$0.00
No
2011-08-16
D/A
$0.00
No
$0.00
No
2011-07-29
D
$0.00
No
$0.00
No
2011-06-20
D/A
$0.00
No
$0.00
No
2011-06-17
D
$0.00
No
$0.00
No
2011-06-07
D
$0.00
No
$0.00
No
2011-03-31
D
$0.00
No
$0.00
No
2011-03-16
D/A
$0.00
No
$0.00
No
2011-02-22
D/A
$0.00
No
$0.00
No