Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITIES CORP
104065
STEWART GINN
4503197
INDEPENDENT FINANCIAL GROUP
7717
STEWART GINN
4503197
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-07
D/A
$1,025,000.00
Yes
$0.00
No
2017-09-13
D/A
$1,025,000.00
Yes
$0.00
No
2017-08-30
D/A
$1,025,000.00
Yes
$0.00
No
2010-07-13
D/A
$261,969.00
No
$0.00
No
2010-07-02
D/A
$257,469.00
No
$0.00
No
2010-06-11
D/A
$255,219.00
No
$0.00
No
2010-06-04
D
$237,219.00
No
$0.00
No
2010-06-02
D/A
$228,219.00
No
$0.00
No
2010-06-01
D/A
$223,719.00
No
$0.00
No
2010-05-24
D/A
$221,469.00
No
$0.00
No
2010-05-18
D/A
$216,339.00
No
$0.00
No
2010-04-07
D/A
$214,089.00
No
$0.00
No
2010-03-10
D/A
$209,139.00
No
$0.00
No