Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINALIS SECURITIES LLC
305908
JOHN DONALD DELL
4474603
FINALIS SECURITIES LLC
305908
JOHN DONALD DELL
4474603
FINALIS SECURITIES, LLC
305908
J.D. DELL
4474603
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-21
D/A
$0.00
No
$0.00
No
2025-09-24
D/A
$0.00
No
$0.00
No
2025-07-17
D
$0.00
No
$0.00
No
2025-07-02
D/A
$300,000.00
Yes
$0.00
No
2024-11-22
D/A
$0.00
No
$0.00
No
2024-10-15
D
$0.00
No
$0.00
No