Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FRANKLIN TEMPLETON FINANCIAL SERVICES CORPORATION
13594
SEAN O-NEIL
4427219
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-05-14
D/A
$0.00
No
$601,000.00
Yes
THE INVESTMENT ADVISOR ASSUMES ALL FINDERS- FEE COSTS. NEITHER THE FUND NOR THE INVESTOR IS RESPONSIBLE FOR THE PAYMENT OF ANY FINDERS- FEES.
2012-05-14
D/A
$0.00
No
$422,000.00
Yes
THE INVESTMENT ADVISOR ASSUMES ALL FINDERS- FEE COSTS. NEITHER THE FUND NOR THE INVESTOR IS RESPONSIBLE FOR THE PAYMENT OF ANY FINDERS- FEES.
2012-05-14
D/A
$0.00
No
$10,800.00
Yes
THE INVESTMENT ADVISOR ASSUMES ALL FINDERS- FEE COSTS. NEITHER THE FUND NOR THE INVESTOR IS RESPONSIBLE FOR THE PAYMENT OF ANY FINDERS- FEES.