Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SII INVESTMENTS, INC.
2225
MICHAEL C. KIRK
4396710
SII INVESTMENTS, INC.
2225
MICHAEL C. KIRK
4396710
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-09-17
D/A
$890,050.00
No
$0.00
No
2010-08-27
D/A
$898,625.00
No
$0.00
No
2010-06-24
D/A
$890,050.00
No
$0.00
No
2010-06-01
D/A
$898,625.00
No
$0.00
No
2010-06-01
D/A
$890,050.00
No
$0.00
No
2010-05-19
D/A
$890,050.00
No
$0.00
No
2010-04-27
D/A
$898,625.00
No
$0.00
No
2010-04-27
D/A
$890,050.00
No
$0.00
No
2010-04-14
D/A
$898,625.00
No
$0.00
No