Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INVEST FINANCIAL CORPORATION
12984
JEREMY C. FTACEK
4327735
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JEREMY CHAD FTACEK
4327735
CAMBRIDGE INVESTMENT RESEARCH
39543
JEREMY FTACEK
4327735
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-06-25
D/A
$2,685,687.00
No
$0.00
No
2019-06-21
D/A
$8,005,281.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS
2019-05-03
D/A
$2,685,325.00
No
$0.00
No
2011-08-15
D/A
$1,467,200.00
No
$0.00
No
2011-06-09
D/A
$1,467,200.00
No
$0.00
No
2011-05-26
D/A
$1,467,200.00
No
$0.00
No
2011-05-12
D/A
$1,467,200.00
No
$0.00
No
2011-04-27
D/A
$1,467,200.00
No
$0.00
No
2011-04-15
D/A
$1,467,200.00
No
$0.00
No
2011-04-06
D/A
$1,467,200.00
No
$0.00
No