Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MORGAN STANLEY
149777
RICHARD NELSON
4320851
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-12
D/A
$3,970,716.00
Yes
$0.00
No
2025-09-12
D/A
$2,292,842.00
Yes
$0.00
No
2023-11-13
D/A
$3,970,716.00
Yes
$0.00
No
2023-11-13
D/A
$2,292,842.00
Yes
$0.00
No
2023-09-05
D/A
$3,970,716.00
Yes
$0.00
No
2023-09-05
D/A
$2,292,842.00
Yes
$0.00
No
2023-08-18
D/A
$3,970,716.00
Yes
$0.00
No
2023-08-18
D/A
$2,292,842.00
Yes
$0.00
No
2023-08-09
D/A
$2,292,842.00
Yes
$0.00
No
2023-08-09
D/A
$3,970,716.00
Yes
$0.00
No
2023-07-06
D/A
$3,970,716.00
Yes
$0.00
No
2023-07-06
D/A
$2,292,842.00
Yes
$0.00
No