Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INDEPENDENT FINANCIAL GROUP, LLC
7717
ZOLTAN R. POSA
4277093
INDEPENDENT FINANCIAL GROUP, LLC
4277093
ZOLTAN R. POSA
4277093
INDEPENDENT FINANCIAL GROUP, LLC
7717
ZOLTAN R. POSA
4277093
INDEPENDENT FINANCIAL GROUP, LLC
7717
ZOLTON R. POSA
4277093
INDEPENDENT FINANCIAL GROUP, LLC
7717
ZOLTAN R. POSA
4277093
INDEPENDENT FINANCIAL GROUP, LLC
7717
ZOLTAN POSA
4277093
INDEPENDENT FINANCIAL GROUP, LLC
7717
ZOLTAN R. POSA
4277093
INDEPENDENT FINANCIAL GROUP LLC
7717
ZOLTAN POSA
4277093
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-08-24
D/A
$16,000,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-06
D/A
$2,267,383.00
No
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-13
D/A
$16,000,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2009-12-21
D/A
$1,512,000.00
Yes
$0.00
No
2009-07-22
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-24
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-24
D
$1,512,000.00
Yes
$0.00
No
2009-06-01
D/A
$5,040,000.00
Yes
$0.00
No
2009-04-30
D
$1,512,000.00
Yes
$0.00
No
2009-04-27
D/A
$626,600.00
No
$0.00
No
2009-02-25
D
$5,040,000.00
Yes
$0.00
No
2009-02-12
D
$5,040,000.00
Yes
$0.00
No