Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PURSHE KAPLAN STERLING INVESTMENTS
35747
JUSTIN COY JACOBS
4268827
PURSHE KAPLAN STERLING INVESTMENTS
35747
JUSTIN COY JACOBS
4268827
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-04-09
D/A
$5,000,000.00
Yes
$0.00
No
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.