Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
ANDREW SCHEIRER
4256666
FIRST ALLIED SECURITIES INC.
32444
ANDREW SCHEIRER
4256666
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-11-07
D/A
$1,870,334.00
No
$0.00
No
2012-04-27
D/A
$181,526.00
No
$0.00
No
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-10-21
D/A
$602,991.00
No
$0.00
No
2011-10-17
D/A
$544,463.00
No
$0.00
No
2011-09-16
D/A
$418,537.00
No
$0.00
No
2011-08-22
D/A
$220,910.00
No
$0.00
No
2011-08-03
D/A
$115,835.00
No
$0.00
No
2011-05-10
D/A
$874,286.00
No
$0.00
No
2011-05-03
D
$592,569.00
No
$0.00
No
2011-03-16
D/A
$214,339.00
No
$0.00
No
2011-03-07
D/A
$183,264.00
No
$0.00
No
2011-02-14
D/A
$123,660.00
No
$0.00
No
2011-02-07
D/A
$68,343.00
No
$0.00
No
2011-01-31
D
$26,405.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$318,522.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2010-12-13
D/A
$208,482.00
No
$0.00
No
2010-12-09
D/A
$436,892.00
No
$0.00
No
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2010-03-04
D/A
$1,334,908.00
Yes
$0.00
No
2010-02-19
D/A
$948,147.00
Yes
$0.00
No
2010-01-14
D/A
$736,776.00
Yes
$0.00
No
2010-01-06
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2010-01-05
D/A
$0.00
No
$0.00
No
AS OF 1/5/2010, ADVANCED EQUITIES, INC. WILL BE PAID $812,084.12 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $300,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-12-21
D/A
$341,960.00
Yes
$0.00
No
2009-12-21
D/A
$557,508.00
Yes
$0.00
No
2009-12-15
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $774,385.60 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $316,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-12-11
D/A
$0.00
No
$0.00
No
AS OF 12/11/2009, ADVANCED EQUITIES, INC., WILL BE PAID $247,529.34 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $329,724.54, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-11-23
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC., WILL BE PAID $186,214.76 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $262,670.42, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-11-23
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $596,713.71 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $224,320.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-11-16
D/A
$413,496.00
Yes
$0.00
No
2009-11-05
D/A
$294,229.00
Yes
$0.00
No
2009-10-26
D/A
$256,093.00
Yes
$0.00
No
2009-10-22
D/A
$302,086.00
Yes
$0.00
No
2009-10-16
D/A
$152,144.00
Yes
$0.00
No
2009-10-09
D/A
$112,718.00
Yes
$0.00
No
2009-09-29
D
$54,208.00
Yes
$0.00
No
2009-07-09
D/A
$885,229.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No
2009-07-06
D/A
$486,825.00
Yes
$0.00
No