Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PAUL ABBOU
4234153
1ST GLOBAL CAPITAL CORPORATION
30349
1ST GLOBAL CAPITAL CORP.
30349
PAUL B. ABBOU
4234153
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-10-03
D/A
$2,742,925.00
Yes
$0.00
No
2017-08-22
D/A
$1,000,081.00
Yes
$0.00
No
2017-08-11
D/A
$2,742,925.00
Yes
$0.00
No
2017-08-01
D/A
$2,742,925.00
Yes
$0.00
No
2017-07-20
D/A
$1,903,831.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-07-20
D/A
$1,000,081.00
Yes
$0.00
No
2017-07-13
D/A
$2,742,925.00
Yes
$0.00
No
2017-07-10
D/A
$1,000,081.00
Yes
$0.00
No
2017-07-06
D/A
$1,903,831.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-07-06
D/A
$1,000,081.00
Yes
$0.00
No
2017-06-29
D/A
$1,000,081.00
Yes
$0.00
No
2017-06-27
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-19
D/A
$1,000,081.00
Yes
$0.00
No
2017-06-19
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-06
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-02
D/A
$1,903,831.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-05-31
D/A
$1,000,081.00
Yes
$0.00
No
2017-05-24
D/A
$1,903,831.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-05-23
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-23
D/A
$1,000,081.00
Yes
$0.00
No
2017-05-17
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-11
D/A
$1,903,831.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-05-11
D/A
$1,000,081.00
Yes
$0.00
No
2017-05-05
D/A
$1,903,831.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-05-04
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-02
D/A
$1,000,081.00
Yes
$0.00
No